Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Riaz? Claim Your ProfileRiaz Khokhar is a financial professional with over 20 years of experience in the industry. Riaz is currently registered with Innovation Partners LLC, which is a financial advisory firm based in Charlotte, North Carolina. Previously, Riaz was with The Leaders Group, Inc., Ameritas Investment Corp., Lifemark Securities Corp. and several other firms. Riaz's specializations include consulting services to qualified retirement plans, financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses. Riaz holds the Series 6, 7, 24, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
07/22/2024 - Present
Innovation Partners LLC (CHARLOTTE NC)
CO
09/01/2020 - 12/31/2021
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
07/01/2019 - 12/26/2019
AMERITAS INVESTMENT CORP. (New Hyde Park NY)
NY
11/14/2016 - 07/05/2017
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
NY
06/30/2006 - 12/05/2014
AMERITAS INVESTMENT CORP. (ROSLYN HEIGHTS NY)
NY
07/15/2002 - 06/30/2006
CARILLON INVESTMENTS, INC. (KEW GARDENS NY)
VT
01/07/2001 - 07/23/2002
EQUITY SERVICES, INC. (MONTPELIER VT)
NY
01/25/1996 - 10/04/2000
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
12/22/1993 - 09/25/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/22/1993 - 09/25/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
06/29/1992 - 01/22/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/29/1992 - 01/22/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 05/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2024
Series 24 - General Securities Principal Examination
BC
Issued 03/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/30/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Riaz Khokhar is the right advisor for you? Invested Better is here to help.
