Unclaimed
Rian Kearney is a financial advisor in Atlanta, Georgia, with over 20 years of experience in the financial services industry. Rian is currently registered with Preferred Capital Securities, LLC. Previously, Rian was employed by Northstar Securities, LLC, Welton Street Investments LLC, Dividend Capital Securities, LLC, American Skandia Marketing, Inc. and Woodbury Financial Services, Inc. Rian holds Series 6, 7, 24, 26, 63, and 65 licenses and the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
03/28/2018 - Present
Preferred Capital Securities, LLC (ATLANTA GA)
CO
05/27/2010 - 03/19/2018
NORTHSTAR SECURITIES, LLC (GREENWOOD VILLAGE CO)
CO
02/15/2006 - 05/24/2010
WELTON STREET INVESTMENTS LLC (ENGLEWOOD CO)
CO
10/15/2003 - 02/16/2006
DIVIDEND CAPITAL SECURITIES, LLC (DENVER CO)
CT
03/05/2002 - 09/30/2003
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
MN
07/10/2000 - 01/09/2002
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BC
Issued 04/12/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 03/08/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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