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Riad Attal

Bankers Life Securities, Inc.

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About Riad Attal

Riad Attal is a financial professional with over 10 years of experience in the industry. Riad is currently registered with Bankers Life Securities, Inc. in Stockton, CA. Riad has held a Series 6 and Series 63 license since 2013 and most recently passed the SIE exam in 2018. Prior to joining Bankers Life Securities, Inc., Riad was with ProEquities, Inc. in Stockton, CA.

Firm Information

Riad Attal is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Riad Attal’s Registration & Firm History

CA

05/26/2016 - Present

Bankers Life Securities, Inc. (STOCKTON CA)

CA

04/05/2013 - 05/26/2016

PROEQUITIES, INC. (STOCKTON CA)

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Licenses & Designations

BC

Issued 05/01/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Riad Attal. Review regulatory record here.
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