Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ria? Claim Your ProfileRia Therese Nova is an active broker registered in 53 states and is affiliated with Apollo Global Securities, LLC. Ria has been in the financial industry since 2005. Prior to joining Apollo Global Securities, LLC, Ria worked at several other firms including NEUBERGER BERMAN BD LLC, Lehman Brothers Inc. and ABN AMRO SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/22/2022 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
12/10/2008 - 11/01/2017
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
06/23/2003 - 11/04/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/10/2000 - 06/29/2001
ABN AMRO SECURITIES LLC (NEW YORK NY)
MD
06/19/2000 - 01/26/2001
M&T SECURITIES, INC. (BALTIMORE MD)
MD
09/11/1998 - 02/25/2000
M&T SECURITIES, INC. (BALTIMORE MD)
BC
Issued 12/21/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/17/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/13/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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