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Ria Michelle v Busch

Valic Financial Advisors, Inc.

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About Ria Michelle v Busch

Ria Michelle v Busch is a registered investment advisor representative at Valic Financial Advisors, Inc. Ria is licensed in Colorado and Ohio. Ria Michelle v Busch has been in the securities industry since September 27, 2006. Prior to joining Valic Financial Advisors, Inc., Ria Michelle v Busch was associated with AXA ADVISORS, LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, and CitiStreet Equities LLC.

Firm Information

Ria Busch is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ria Busch’s Registration & Firm History

CO

06/29/2018 - Present

Valic Financial Advisors, Inc. (LAKEWOOD CO)

CO

02/07/2013 - 01/30/2014

AXA ADVISORS, LLC (DENVER CO)

OH

12/06/2005 - 01/27/2009

METLIFE SECURITIES INC. (COLUMBUS OH)

OH

12/06/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (AKRON OH)

NJ

05/28/1999 - 12/31/2005

CITISTREET EQUITIES LLC (SOMERSET NJ)

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Licenses & Designations

BOTH

Issued 10/05/2017

Series 66 - Uniform Combined State Law Examination

IA

Issued 07/10/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2017

Series 7 - General Securities Representative Examination

BC

Issued 05/27/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ria Michelle v Busch.
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