Unclaimed
Ria Gost is a financial advisor with over 20 years of experience in the industry. Ria is currently registered with SCF Investment Advisors, Inc. and is also a registered representative and investment advisor representative. Prior to her current role, Ria worked at AXOS INVEST LLC, Chalice Capital Partners, LLC, Sorrento Pacific Financial, LLC, CUSO Financial Services, LP, First Allied Securities, Inc, FSC Securities Corporation, Sprott Global Resource Investments Ltd, Mission Securities Corporation, Centex Securities, Incorporated, Global Resource Investments, LTD, and SunAmerica Securities, Inc. Ria has passed several industry exams including the Series 6, 7, 24, 63, 99TO, and SIE exams. Ria works with clients to develop and implement financial plans, and provides portfolio management services. Ria is committed to providing her clients with personalized service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/03/2022 - Present
SCF Investment Advisors, Inc. (SAN DIEGO CA)
NV
02/24/2020 - 11/24/2020
AXOS INVEST LLC (LAS VEGAS NV)
CA
07/03/2018 - 02/19/2019
CHALICE CAPITAL PARTNERS, LLC (San Diego CA)
CA
03/12/2015 - 06/26/2018
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
01/05/2015 - 06/26/2018
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
05/14/2014 - 12/22/2014
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
10/03/2013 - 12/06/2013
FSC SECURITIES CORPORATION (SAN DIEGO CA)
CA
03/28/2002 - 09/07/2012
SPROTT GLOBAL RESOURCE INVESTMENTS LTD (CARLSBAD CA)
CA
02/13/2002 - 03/26/2002
MISSION SECURITIES CORPORATION (SAN DIEGO CA)
CA
08/31/1999 - 08/17/2000
CENTEX SECURITIES, INCORPORATED (LA JOLLA CA)
CA
06/05/1997 - 08/19/1999
GLOBAL RESOURCE INVESTMENTS, LTD. (CARLSBAD CA)
AZ
07/08/1996 - 08/16/1996
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 07/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Ria Gost is the right advisor for you? Invested Better is here to help.