Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ria? Claim Your ProfileRia Battisti is a registered representative with Nylife Securities LLC, located in Schaumburg, IL. Ria holds the Series 6 and Series 63 licenses and the SIE exam. Ria has experience in the financial services industry since April 18, 2015. Ria's previous registrations include J.P. Morgan Securities LLC and First Investors Corporation. Ria is licensed to sell securities in Illinois, Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/06/2018 - Present
Nylife Securities LLC (SCHAUMBURG IL)
IL
09/29/2015 - 10/23/2018
J.P. MORGAN SECURITIES LLC (BLOOMINGDALE IL)
IL
03/24/2008 - 09/15/2008
FIRST INVESTORS CORPORATION (WESTCHESTER IL)
BC
Issued 10/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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