Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhoneil? Claim Your ProfileRhoneil Santo tomas has been in the financial services industry since May 15, 1990. Rhoneil has worked with a number of firms including AXA Advisors, LLC, BG Worldwide Securities, Inc., MML Investors Services, Inc., The Equitable Life Assurance Society of the United States, and TLG Advisors, Inc. Rhoneil is currently registered with TLG Advisors, Inc. which specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Rhoneil holds several licenses including Series 6, Series 7, Series 24, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
05/16/2018 - Present
TLG Advisors, Inc. (LITTLETON CO)
CA
08/05/2003 - 05/22/2018
AXA ADVISORS, LLC (LOS ANGELES CA)
CA
11/18/2002 - 07/08/2003
BG WORLDWIDE SECURITIES, INC. (WESTLAKE VILLAGE CA)
MA
06/08/2001 - 12/31/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
02/15/1990 - 04/05/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
02/15/1990 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/08/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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