Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda Sue Brierton is a financial advisor with RBC Capital Markets, LLC, with over 25 years of experience in the industry. Rhonda has a strong track record of providing investment advice and portfolio management to a diverse clientele, including high-net-worth individuals, corporations, and institutional investors. Rhonda holds the Series 7 and Series 63 licenses and the SIE exam. Rhonda has previously worked for Wachovia Securities, LLC, LM Financial Partners, Inc. and LaSalle St Securities, L.L.C. Rhonda specializes in providing financial planning, portfolio management, and investment advisory services to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
11/14/2008 - Present
RBC Capital Markets, LLC (ROCKFORD IL)
IL
11/14/2001 - 11/18/2008
WACHOVIA SECURITIES, LLC (ROCKFORD IL)
LA
07/17/1997 - 07/25/2000
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
IL
12/07/1993 - 07/16/1997
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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