Unclaimed
Rhonda Rochell Jungquist is an investment advisor representative who has been in the financial services industry since June 24, 1997. Rhonda is currently registered with MML Investors Services, LLC and has been with them since December 9, 2010. Prior to joining MML Investors Services, LLC, Rhonda was registered with VFINANCE INVESTMENTS, INC, NATIONAL SECURITIES CORPORATION, STOCKCROSS FINANCIAL SERVICES, INC., TRADESTAR INVESTMENTS,INC., and SAVOY DISCOUNT BROKERAGE. Rhonda holds a number of licenses including Series 4, 7, 9, 10, 24, 53, 63, 87, and SIE. Rhonda is registered in 53 states and is actively pursuing additional certifications. Rhonda's specializations include investment strategies that encompass both traditional and alternative investments. Rhonda's work experience at a variety of firms provides a breadth of experience, and provides her with a strong foundation for serving the diverse needs of her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
WA
12/09/2010 - Present
MML Investors Services, LLC (SEATTLE WA)
WA
01/11/2010 - 10/15/2010
VFINANCE INVESTMENTS, INC (SEATTLE WA)
WA
04/25/2007 - 10/15/2010
NATIONAL SECURITIES CORPORATION (SEATTLE WA)
WA
01/01/2007 - 04/17/2007
STOCKCROSS FINANCIAL SERVICES, INC. (SEATTLE WA)
WA
09/30/1997 - 01/01/2007
TRADESTAR INVESTMENTS,INC. (SEATTLE WA)
TX
05/26/1999 - 11/03/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
WA
04/25/1997 - 10/20/1997
SAVOY DISCOUNT BROKERAGE (SEATTLE WA)
BC
Issued 05/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/20/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/10/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2007
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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