Unclaimed
Rhonda R. Southall is a financial professional with over 30 years of experience in the financial services industry. Rhonda is currently a registered representative with J.P. Morgan Securities LLC where Rhonda has been employed since 2010. Prior to that, Rhonda has worked with several other firms in the financial services industry. Rhonda holds Series 4, 7, 24, 52, 53 and 63 licenses, as well as the SIE exam. Rhonda has also obtained registrations in all 50 states. Rhonda provides a range of financial services to individuals and businesses, including financial planning, portfolio management, and retirement planning. Rhonda is committed to providing her clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
LA
05/04/2010 - Present
J.p. Morgan Securities LLC (Baton Rouge LA)
LA
03/31/1997 - 03/30/2009
STANFORD GROUP COMPANY (BATON ROUGE LA)
LA
08/13/1996 - 01/27/1997
HARGER AND COMPANY, INC. (BATON ROUGE LA)
MO
05/17/1996 - 06/20/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
NY
09/20/1988 - 02/23/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/23/2000
Series 4 - Registered Options Principal Examination
BC
Issued 05/17/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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