Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda Mills is an active Registered Representative with Raymond James & Associates, Inc. and has been in the financial industry since 2009. Previously, Rhonda has worked for several firms including Transamerica Capital, Inc., ALPS Distributors, Inc. and Old Mutual Investment Partners. Rhonda currently holds Series 7, Series 7TO and SIE licenses and is registered in Colorado. Rhonda's experience spans the financial industry and she is well-equipped to advise clients on a variety of financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/18/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
CO
05/17/2016 - 12/07/2020
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
03/12/2012 - 08/04/2014
ALPS DISTRIBUTORS, INC. (DENVER CO)
CO
03/17/2010 - 11/14/2011
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
MA
03/18/2009 - 12/31/2009
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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