Unclaimed
Rhonda Lynn Thompson is a financial advisor at Edward Jones with over 20 years of experience in the industry. Rhonda is registered in Arizona, Arkansas, Massachusetts, and Utah and holds Series 7, 9, 10, 24, 63, 66, 99, and SIE licenses. Rhonda specializes in providing financial planning, pension consulting, and portfolio management services to individuals and businesses. Rhonda was previously employed by Equitrust Marketing Services, LLC, Sunamerica Securities, Inc., Sentra Securities Corporation, Spelman & Co., Inc., U.S. Bancorp Investments, Inc., U.S. Bancorp Securities, and Quick & Reilly, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
03/15/2016 - Present
Edward Jones (ST LOUIS MO)
IA
04/23/2002 - 02/20/2004
EQUITRUST MARKETING SERVICES, LLC (WEST DES MOINES IA)
AZ
11/03/1999 - 03/25/2002
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
01/18/2002 - 03/21/2002
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
01/18/2002 - 03/21/2002
SPELMAN & CO., INC. (PHOENIX AZ)
MN
09/03/1997 - 08/11/1998
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
OR
02/11/1995 - 09/03/1997
U.S. BANCORP SECURITIES (PORTLAND OR)
NY
07/23/1993 - 09/15/1994
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 02/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/22/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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