Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda Lynn Rommel is a financial advisor with over 28 years of experience in the financial services industry. Rhonda is a Certified Financial Planner and holds the Series 7, Series 63, and Series 65 licenses. Rhonda has been with Raymond James & Associates, Inc. since November 2012 and is registered in several states. Previously, Rhonda worked for WELLS FARGO ADVISORS, LLC., A. G. EDWARDS & SONS, INC., and PRUDENTIAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
08/23/2013 - Present
Raymond James & Associates, Inc. (SCOTTSDALE AZ)
AZ
01/01/2008 - 11/07/2012
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
AZ
11/02/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PHOENIX AZ)
NY
12/21/1994 - 10/30/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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