Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda McNiel is a financial advisor with over 40 years of experience in the industry. Rhonda has been with Raymond James & Associates, Inc. since May 2022, and prior to that, she worked for Oppenheimer & Co. Inc. and UBS Financial Services Inc. Rhonda holds the Series 7, Series 63, and Series 65 licenses. Rhonda works with a variety of clients, including individuals, families, businesses, and institutions. Rhonda specializes in financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/09/2022 - Present
Raymond James & Associates, Inc. (Fort Lauderdale FL)
FL
04/28/2009 - 05/16/2022
OPPENHEIMER & CO. INC. (BOCA RATON FL)
FL
03/14/1988 - 05/13/2009
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
NA
05/18/1981 - 03/16/1988
E. F. HUTTON & COMPANY INC
IA
Issued 08/15/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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