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Rhonda Louise Ducote

Apriem Advisors

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About Rhonda Louise Ducote

Rhonda Ducote is an investment advisor representative for Apriem Advisors, a firm headquartered in Irvine, CA. Rhonda has been with the firm since August 2000. Before that, Rhonda worked at Dolphin Securities, Inc., Cambridge Investment Research, Inc., and Fidelity Brokerage Services LLC. Rhonda has a strong background in financial planning, pension consulting, and portfolio management. Rhonda is registered to provide investment advisory services in California and Texas. Rhonda holds Series 7, 63, and 65 licenses.

Firm Information

Rhonda Ducote is currently registered with Apriem Advisors. Apriem Advisors is an investment advisor based in Irvine, California with approximately $1 billion in assets under management. The firm provides financial planning, pension consulting, and educational seminars to individuals, families, and charitable organizations. Apriem Advisors also offers portfolio management services for individuals and has a total of 2,467 accounts.
Apriem Advisors

19200 VON KARMAN AVENUE

IRVINE, CA 92612

$1.05B

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Rhonda Ducote’s Registration & Firm History

CA

10/29/2021 - Present

Apriem Advisors (IRVINE CA)

CA

03/06/2003 - 11/17/2008

DOLPHIN SECURITIES, INC. (IRVINE CA)

IA

09/08/2000 - 03/04/2003

CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)

RI

03/29/1996 - 08/24/2000

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

IA

Issued 11/19/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Rhonda Louise Ducote.
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