Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda Viapiano is an active investment advisor representative at Morgan Stanley. Rhonda has been working in the financial services industry since September 1, 1987. Rhonda has held previous roles at several other firms including J.P. Morgan Securities LLC, UBS Financial Services Inc., Smith Barney, Harris Upham & Co., Incorporated, and Drexel Burnham Lambert Incorporated. Rhonda is licensed in 54 states and has a number of professional designations. Rhonda specializes in providing a variety of investment advisory services, including financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/24/2020 - Present
Morgan Stanley (Kingston NY)
NY
05/07/2014 - 06/03/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/01/2011 - 03/25/2014
J.P. MORGAN SECURITIES LLC (MELVILLE NY)
NJ
08/03/1992 - 08/29/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/30/1989 - 07/06/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
06/23/1987 - 08/03/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 09/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/07/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2002
Series 3 - National Commodity Futures Examination
BC
Issued 03/26/1997
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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