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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda Lanell Holmes is a registered investment advisor representative with Principal Asset Management. Rhonda has been in the industry since May 2006 and has a wide range of experience working for several firms, including UBS Financial Services Inc., Sanders Morris Harris Inc., and Folger Nolan Fleming Douglas Incorporated. Rhonda holds several securities licenses, including Series 63, 65, 7, 9, 10, and 24. Rhonda specializes in providing investment advice to individuals, businesses, pooled investment vehicles, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
MD
05/19/2023 - Present
Principal Asset Management (Lanham MD)
DC
09/22/2017 - 04/27/2023
MISSIONSQUARE INVESTMENT SERVICES (WASHINGTON DC)
DC
12/17/2015 - 08/15/2017
UBS FINANCIAL SERVICES INC. (Washington DC)
VA
10/18/2011 - 08/26/2015
SANDERS MORRIS HARRIS INC. (FAIRFAX VA)
DC
07/26/2011 - 10/11/2011
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED (WASHINGTON DC)
MD
08/04/2010 - 01/28/2011
CAMBRIDGE INVESTMENT RESEARCH, INC. (BETHESDA MD)
MD
06/03/2005 - 08/03/2010
NATIONAL PLANNING CORPORATION (BETHSEDA MD)
IA
Issued 02/01/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/25/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2012
Series 24 - General Securities Principal Examination
BC
Issued 05/04/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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