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Rhonda L Piunti

Morgan Stanley & Co. LLC

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About Rhonda L Piunti

Rhonda L. Piunti is a financial advisor at Morgan Stanley & Co. LLC. Rhonda has been in the financial services industry since May 2010 and has experience at several firms including LPL FINANCIAL LLC, CAMBRIDGE INVESTMENT RESEARCH, INC., M&T SECURITIES, INC., PNC INVESTMENTS, and MERCANTILE BROKERAGE SERVICES, INC. Rhonda holds the Series 7, SIE, and Series 99TO licenses.

Firm Information

Rhonda Piunti is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rhonda Piunti’s Registration & Firm History

MD

03/25/2022 - Present

Morgan Stanley & Co. LLC (Baltimore MD)

MD

07/14/2021 - 08/27/2021

LPL FINANCIAL LLC (JARRETTSVILLE MD)

MD

03/26/2020 - 06/12/2020

CAMBRIDGE INVESTMENT RESEARCH, INC. (BEL AIR MD)

MD

07/28/2008 - 10/09/2019

M&T SECURITIES, INC. (Baltimore MD)

PA

09/17/2007 - 11/15/2007

PNC INVESTMENTS (PITTSBURGH PA)

MD

07/24/2007 - 09/17/2007

MERCANTILE BROKERAGE SERVICES, INC. (BALTIMORE MD)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/23/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rhonda L Piunti.
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