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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda Joy Sihpol is an investment advisor representative and has been in the industry since 1994. Rhonda is currently registered with Raymond James & Associates, Inc. and previously worked for DEUTSCHE BANK SECURITIES INC. She provides various services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses. Rhonda holds licenses for Series 3, 7, 9, 10, 63, and 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/06/2016 - Present
Raymond James & Associates, Inc. (Greenwich CT)
CT
05/06/2004 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (GREENWICH CT)
NY
12/03/2003 - 05/17/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/11/1998 - 03/24/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
12/09/1993 - 11/03/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/11/1993 - 11/30/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
IA
Issued 11/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/26/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1995
Series 3 - National Commodity Futures Examination
BC
Issued 11/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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