Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda Joy Schwartz is an investment professional with over 10 years of experience in the financial services industry. Rhonda Schwartz is currently a registered representative with Equity Services, Inc. Rhonda Schwartz has held previous positions at Park Avenue Securities LLC, AXA Advisors, LLC, and Pruco Securities, LLC. Rhonda Schwartz has a Series 6 license, Series 63 license and a SIE license. Rhonda Schwartz is currently registered in Florida and New York. Rhonda Schwartz specializes in providing financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
02/20/2020 - Present
Equity Services, Inc. (HAUPPAUGE NY)
NY
12/21/2018 - 03/12/2020
PARK AVENUE SECURITIES LLC (WOODBURY NY)
NY
05/28/2014 - 09/14/2018
AXA ADVISORS, LLC (WOODBURY NY)
NY
02/10/2010 - 05/28/2014
PRUCO SECURITIES, LLC. (MELVILLE NY)
BC
Issued 03/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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