Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda Ward is a financial professional with over 20 years of experience in the industry. Rhonda is currently registered with TIAA-CREF Individual & Institutional Services, LLC and has been with the firm since November 2018. Prior to joining TIAA-CREF, Rhonda worked at a number of other firms including Fidelity Brokerage Services LLC, GWFS Equities, Inc., and Transamerica Capital, Inc. Rhonda is licensed to provide financial advice in 50 states and holds Series 6, 7, and 66 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CO
09/03/2019 - Present
Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)
CO
05/02/2018 - 12/07/2018
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
10/19/2017 - 03/30/2018
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
04/20/2015 - 05/22/2017
TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)
CO
06/17/2014 - 04/08/2015
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
10/28/1999 - 05/08/2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
NA
06/24/1992 - 01/27/1995
INVESCO FUNDS GROUP, INC.
BOTH
Issued 01/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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