Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda Jean Finby is a financial advisor with Wells Fargo Clearing Services, LLC. Rhonda has been in the industry since 1983 and has a wide range of experience working with various clients, including individuals, corporations, and institutions. Rhonda is registered to provide investment advisory services in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/06/2011 - Present
Wells Fargo Clearing Services, LLC (SEAL BEACH CA)
CA
07/16/1990 - 02/11/2009
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
NY
02/21/1990 - 07/19/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
VA
03/28/1988 - 08/14/1989
RUSHMORE INVESTMENT BROKERS, INC. (ARLINGTON VA)
NA
08/11/1986 - 04/12/1988
PAINEWEBBER INCORPORATED
NA
09/23/1982 - 08/05/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 09/23/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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