Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda April Wind is a financial advisor with over 30 years of experience in the financial services industry. Rhonda is currently registered with Cetera Investment Advisers LLC as an investment advisor representative. Rhonda has previously worked at Morgan Stanley, Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rhonda is licensed to provide financial advice in 46 states. Rhonda specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/21/2024 - Present
Cetera Investment Advisers LLC (WALL NJ)
NJ
06/01/2009 - 05/26/2016
MORGAN STANLEY (LAWRENCEVILLE NJ)
NJ
06/20/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RED BANK NJ)
NJ
02/21/2006 - 07/03/2007
CITIGROUP GLOBAL MARKETS INC. (SHREWSBURY NJ)
MD
06/14/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
07/16/1992 - 08/14/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 9/4/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/16/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 8/15/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 7/3/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/14/2008
Series 3 - National Commodity Futures Examination
BC
Issued 7/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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