Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhonda? Claim Your ProfileRhonda Rothman is a financial advisor with Northwestern Mutual Investment Services, LLC. Rhonda is registered in 10 states, including California, Georgia, Maryland, Michigan, New Jersey, New Mexico, New York, Texas, Virginia, and Washington. Rhonda has been in the industry since March 9, 1993, and holds a Series 6 license, a Series 63 license, and the SIE exam. Rhonda's previous experience includes a position at Robert W. Baird & Co. Incorporated. Rhonda's firm has offices in Atlanta, Georgia, and Milwaukee, Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
GA
03/10/1993 - Present
Northwestern Mutual Investment Services, LLC (ATLANTA GA)
WI
03/10/1993 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 10/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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