Unclaimed
Rhodes Noble Legg is a financial professional with Truist Securities, Inc. Rhodes has been in the industry since September 26, 2019, and holds a Series 63, Series 52TO, Series 50, Series 79TO and SIE license. Rhodes is registered with FINRA and is approved in 52 states, including Texas, where Rhodes is currently located.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/04/2024 - Present
Truist Securities, Inc. (DALLAS TX)
TX
04/30/2020 - 04/10/2024
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
09/04/2019 - 04/06/2020
HILLTOP SECURITIES INC. (DALLAS TX)
BC
Issued 11/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/21/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/04/2019
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/08/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2018
Series 50 - Municipal Advisor Representative Qualification Exam
Active
Inactive
F
FINRA
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