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Rhodes Noble Legg

Truist Securities, Inc.

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About Rhodes Noble Legg

Rhodes Noble Legg is a financial professional with Truist Securities, Inc. Rhodes has been in the industry since September 26, 2019, and holds a Series 63, Series 52TO, Series 50, Series 79TO and SIE license. Rhodes is registered with FINRA and is approved in 52 states, including Texas, where Rhodes is currently located.

Firm Information

Rhodes Legg is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rhodes Legg’s Registration & Firm History

TX

04/04/2024 - Present

Truist Securities, Inc. (DALLAS TX)

TX

04/30/2020 - 04/10/2024

CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)

TX

09/04/2019 - 04/06/2020

HILLTOP SECURITIES INC. (DALLAS TX)

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Licenses & Designations

BC

Issued 11/18/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/10/2024

Series 53 - Municipal Securities Principal Examination

BC

Issued 08/21/2020

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/04/2019

Series 52TO - Municipal Securities Representative Examination

BC

Issued 05/08/2019

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2018

Series 50 - Municipal Advisor Representative Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rhodes Noble Legg.
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