Unclaimed
Rhodes Cuttle Palmer is an experienced financial professional with over 49 years of experience in the industry. Rhodes has a deep understanding of the financial markets and is committed to providing personalized investment advice to meet the individual needs of each client. Rhodes is currently registered with Moors & Cabot, Inc. and has previously been registered with MOORS & CABOT FINANCIAL ADVISORS, LLC and ADVEST, INC. Rhodes has a strong track record of success and is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/20/2008 - Present
Moors & Cabot, Inc. (LOCKPORT NY)
NY
07/15/2005 - 06/20/2008
MOORS & CABOT FINANCIAL ADVISORS, LLC (LOCKPORT NY)
NY
09/16/1998 - 07/14/2006
MOORS & CABOT, INC. (LOCKPORT NY)
CT
05/08/1975 - 10/01/1998
ADVEST, INC. (HARTFORD CT)
NA
03/02/1973 - 11/15/1974
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 05/30/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1988
PC - AMEX Put and Call Exam
BC
Issued 02/26/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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