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Rhodes Cuttle Palmer

Moors & Cabot, Inc.

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About Rhodes Cuttle Palmer

Rhodes Cuttle Palmer is an experienced financial professional with over 49 years of experience in the industry. Rhodes has a deep understanding of the financial markets and is committed to providing personalized investment advice to meet the individual needs of each client. Rhodes is currently registered with Moors & Cabot, Inc. and has previously been registered with MOORS & CABOT FINANCIAL ADVISORS, LLC and ADVEST, INC. Rhodes has a strong track record of success and is dedicated to helping clients achieve their financial goals.

Firm Information

Rhodes Palmer is currently registered with Moors & Cabot, Inc.. Moors & Cabot, Inc. is a corporation that provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They have been in business since 1978 and have offices in Boston, MA. They have over 200 employees and manage over $3 billion in assets. The firm is registered with the SEC and in all 50 states. They also participate in wrap fee programs.
Moors & Cabot, Inc.

ONE FEDERAL STREET

BOSTON, MA 02110

$3.09B

Assets Under Management

15

Total Clients

97

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rhodes Palmer’s Registration & Firm History

NY

06/20/2008 - Present

Moors & Cabot, Inc. (LOCKPORT NY)

NY

07/15/2005 - 06/20/2008

MOORS & CABOT FINANCIAL ADVISORS, LLC (LOCKPORT NY)

NY

09/16/1998 - 07/14/2006

MOORS & CABOT, INC. (LOCKPORT NY)

CT

05/08/1975 - 10/01/1998

ADVEST, INC. (HARTFORD CT)

NA

03/02/1973 - 11/15/1974

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

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Licenses & Designations

IA

Issued 05/30/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/18/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/1988

PC - AMEX Put and Call Exam

BC

Issued 02/26/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Rhodes Cuttle Palmer. Review regulatory record here.
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