Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhina? Claim Your ProfileRhina Compton is a financial advisor with Wells Fargo Securities, LLC. Rhina has been in the financial services industry since 2008 and holds a Series 63, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, and Series 99TO licenses. Rhina previously worked at WELLS FARGO FUNDS DISTRIBUTOR, LLC and BB&T INVESTMENT SERVICES, INC. Rhina is registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/26/2016 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
07/11/2014 - 02/25/2016
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
NC
01/05/2010 - 06/27/2014
BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)
VA
05/07/2008 - 01/06/2010
FIRST CLEARING, LLC (GLEN ALLEN VA)
IA
Issued 07/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/27/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/19/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/19/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/12/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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