Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhett? Claim Your ProfileRhett Grimes has been in the financial services industry since March 11, 2016. Rhett Grimes is currently registered with Great Point Capital LLC and has been with the firm since June 3, 2024. Prior to that, Rhett Grimes was employed with KINGSWOOD CAPITAL PARTNERS, LLC from September 29, 2022 to May 28, 2024. Rhett Grimes has a strong background in securities and investment products with experience at multiple firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
06/03/2024 - Present
Great Point Capital LLC (CHICAGO IL)
CA
09/29/2022 - 05/28/2024
KINGSWOOD CAPITAL PARTNERS, LLC (SAN DIEGO CA)
NC
11/16/2020 - 09/28/2022
TOBIN & COMPANY SECURITIES LLC (CHARLOTTE NC)
SC
05/16/2017 - 12/31/2018
PARK AVENUE SECURITIES LLC (GREENVILLE SC)
SC
09/01/2015 - 04/07/2017
MML INVESTORS SERVICES, LLC (GREENVILLE SC)
SC
03/03/2014 - 08/19/2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (GREENVILLE SC)
IA
Issued 09/29/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2021
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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