Unclaimed
Rhea Nangia is a financial professional with experience in the securities industry. Rhea has been a registered representative since August 2021 and holds the Series 79TO and SIE licenses. Rhea is currently employed by TD Securities (usa) LLC and was previously employed by Cowen and Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/08/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
08/24/2021 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 08/24/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/04/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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