Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhea? Claim Your ProfileRhea Jennifer Sherman is a financial advisor with Raymond James Financial Services, Inc. located in Fairport, New York. Rhea has over 20 years of experience in the financial services industry and has held previous positions with Wells Fargo Clearing Services, LLC, RBC Capital Markets, LLC, Wells Fargo Advisors, LLC and UBS PaineWebber Inc. Rhea is a Series 7 and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/12/2021 - Present
Raymond James Financial Services, Inc. (Fairport NY)
NY
12/01/2014 - 08/18/2021
WELLS FARGO CLEARING SERVICES, LLC (PITTSFORD NY)
NY
05/29/2009 - 12/16/2014
RBC CAPITAL MARKETS, LLC (ROCHESTER NY)
NY
02/24/2003 - 06/01/2009
WELLS FARGO ADVISORS, LLC (ROCHESTER NY)
NJ
10/20/2000 - 02/26/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MD
05/11/1998 - 10/30/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 02/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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