Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhandy? Claim Your ProfileRhandy Arzaga is an investment advisor representative who has been in the financial services industry since August 2, 2000. Rhandy is currently registered with OSAIC WEALTH, INC. in South Pasadena, California. Prior to joining OSAIC WEALTH, INC., Rhandy was registered with SIGNATOR INVESTORS, INC. and TRANSAMERICA FINANCIAL ADVISORS, INC. Rhandy is a Series 7, Series 63 and Series 66 licensed professional. Rhandy also holds a Securities Industry Essentials Examination (SIE) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/02/2018 - Present
Osaic Wealth, Inc. (SOUTH PASADENA CA)
CA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (SOUTH PASADENA CA)
CA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (PASADENA CA)
CA
01/11/2012 - 02/21/2012
CUSO FINANCIAL SERVICES, L.P. (LOS ANGELES CA)
CA
05/05/2009 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (PASADENA CA)
CA
03/10/2008 - 04/27/2009
WESCOM FINANCIAL SERVICES (LOS ANGELES CA)
CA
08/20/2007 - 02/29/2008
ALLSTATE FINANCIAL SERVICES, LLC (MONROVIA CA)
CA
06/04/2007 - 08/08/2007
GWFS EQUITIES, INC. (GLENDALE CA)
CA
12/02/2004 - 05/07/2007
SECURITIES AMERICA, INC. (EL SEGUNDO CA)
OH
03/09/2004 - 11/04/2004
NEBS FINANCIAL SERVICES, INC. (CLEVELAND OH)
SC
11/14/2003 - 03/02/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
SC
02/14/2003 - 09/15/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
05/30/2002 - 02/13/2003
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MN
03/10/2000 - 06/11/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/10/2000 - 06/11/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/11/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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