Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rhamel? Claim Your ProfileRhamel Brown is a financial advisor with Wells Fargo Clearing Services, LLC. Rhamel has been working in the financial industry since 2009 and has experience working with a variety of clients, including individuals, corporations, and institutions. Rhamel is registered with the Financial Industry Regulatory Authority (FINRA) and the North Carolina Securities Division. Rhamel holds a Series 7, 9, 10, 63, and 66 licenses. Rhamel provides financial planning services, as well as investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
03/12/2020 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
04/26/2012 - 09/17/2019
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
TN
06/07/2010 - 06/22/2010
SILVER OAK SECURITIES, INCORPORATED (JACKSON TN)
NC
10/23/2009 - 05/21/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
04/03/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
04/05/2007 - 03/04/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 12/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/13/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/02/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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