Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Reza? Claim Your ProfileReza Shah is a financial advisor with over 16 years of experience in the industry. Reza is currently registered with LPL Financial LLC and has previously worked with Securities America, Inc., National Planning Corporation, Transamerica Financial Advisors, Inc, GWN Securities Inc., Great American Advisors, Inc., Consumer Concepts Investments, Inc., and Farmers Financial Solutions, LLC. Reza specializes in providing financial planning, portfolio management, and other advisory services to individuals, corporations, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/15/2021 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
10/17/2017 - 12/21/2021
SECURITIES AMERICA, INC. (HUNTINGTON BEACH CA)
CA
05/29/2014 - 10/25/2017
NATIONAL PLANNING CORPORATION (ANAHEIM CA)
CA
08/30/2013 - 05/30/2014
TRANSAMERICA FINANCIAL ADVISORS, INC (STOCKTON CA)
CA
07/15/2010 - 08/31/2011
GWN SECURITIES INC. (IRVINE CA)
CA
06/23/2006 - 07/16/2010
GREAT AMERICAN ADVISORS, INC. (IRVINE CA)
CA
12/05/2005 - 05/31/2006
CONSUMER CONCEPTS INVESTMENTS, INC. (IRVINE CA)
CA
01/02/2003 - 04/27/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BC
Issued 11/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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