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Reza Sarem aslani

U.s. Bancorp Investments, Inc.

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About Reza Sarem aslani

Reza Sarem aslani is a financial advisor registered with U.S. Bancorp Investments, Inc. Reza has been in the financial services industry since December 2008. Reza has worked with several firms in the past, including UNIONBANC INVESTMENT SERVICES, LLC, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, and WELLS FARGO ADVISORS, LLC. Reza has held a Series 7 and Series 66 license and has passed the SIE Exam. Reza is currently registered in the state of California.

Firm Information

Reza Sarem aslani is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Reza Sarem aslani’s Registration & Firm History

SD

10/31/2018 - Present

U.s. Bancorp Investments, Inc. (Sioux Falls SD)

CA

05/03/2017 - 10/11/2018

UNIONBANC INVESTMENT SERVICES, LLC (ENCINO CA)

CA

11/28/2016 - 03/17/2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)

CA

08/21/2014 - 02/10/2016

WELLS FARGO ADVISORS, LLC (BEVERLY HILLS CA)

CA

10/21/2010 - 08/26/2013

WELLS FARGO ADVISORS, LLC (NEWPORT BEACH CA)

CA

04/16/2008 - 09/02/2010

WELLS FARGO INVESTMENTS, LLC (NEWPORT BEACH CA)

CA

12/10/2004 - 05/05/2006

WELLS FARGO INVESTMENTS, LLC (SANTA ANA CA)

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Licenses & Designations

BOTH

Issued 03/31/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Reza Sarem aslani. Review regulatory record here.
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