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Reynold Nebel

SP Securities LLC

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About Reynold Nebel

Reynold Nebel is a registered representative with SP Securities LLC, located in Houston, TX. He is licensed to sell securities in Texas and holds the Series 63, Series 7 and Series 79 licenses. Reynold has worked in the financial services industry since October 15, 2015. Before joining SP Securities LLC, Reynold worked for Moelis & Company LLC and Lazard Freres & Co. LLC, both in Houston, TX.

Firm Information

Reynold Nebel is currently registered with SP Securities LLC. SP Securities LLC is a Limited Liability Company that was formed on January 15, 2004. The firm is registered with the SEC and in 13 states, including Alabama, California, Colorado, Florida, Illinois, Louisiana, Massachusetts, New Jersey, New York, North Carolina, Rhode Island, Texas, and Washington.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Reynold Nebel’s Registration & Firm History

TX

07/14/2020 - Present

SP Securities LLC (HOUSTON TX)

TX

05/07/2018 - 07/08/2019

MOELIS & COMPANY LLC (HOUSTON TX)

TX

08/08/2014 - 03/05/2018

LAZARD FRERES & CO. LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 10/16/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2018

Series 7 - General Securities Representative Examination

BC

Issued 08/08/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Reynold Nebel.
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