Unclaimed
Rex William Johnson is a financial advisor who has been in the industry since 1986. Rex is currently registered with Wells Fargo Advisors Financial Network, LLC and is located in Cincinnati, Ohio. Rex has extensive experience in the industry and has held licenses with various firms over the years. Rex holds the Series 7, 6, 63, 10, 9, 24, and 65 licenses. Rex also provides financial planning services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
09/09/2016 - Present
Wells Fargo Advisors Financial Network, LLC (CINCINNATI OH)
NJ
01/22/1992 - 06/13/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NA
05/16/1991 - 01/27/1992
HOME LIFE INSURANCE COMPANY
CT
05/16/1991 - 01/27/1992
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NJ
12/23/1986 - 05/08/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/11/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/30/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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