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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rex? Claim Your ProfileRex Richards is a financial advisor with over 20 years of experience in the financial services industry. Rex has held various roles at prominent firms like Merrill Lynch and LPL Financial Corporation before joining Commonwealth Financial Network in 2009. Rex is registered with the state of Texas as a Registered Representative. Rex has also successfully completed the Series 66, Series 24, Series 7 and the SIE exams. Commonwealth Financial Network is a Registered Investment Advisor with a significant presence in the industry, serving various types of clients including high-net-worth individuals, corporations, and pension plans. The firm provides a comprehensive range of advisory services such as financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
02/17/2009 - Present
Commonwealth Financial Network (FRIENDSWOOD TX)
TX
06/11/2001 - 02/23/2009
LPL FINANCIAL CORPORATION (ANGLETON TX)
NY
06/03/1999 - 06/08/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/25/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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