Unclaimed
Rex Walter Scott is an investment advisor representative for Cetera Investment Advisers LLC, a Registered Investment Advisor firm based in Schaumburg, IL. Rex is also a part-owner of Scott Wealth Management, LLC. Rex started his career in the financial services industry in 1998, and has been registered in Illinois since 1999, with Cetera Investment Advisers LLC as his current employer. Rex is licensed to provide investment advisory services in Colorado, Illinois, Kentucky and Missouri. Rex has passed multiple securities exams, including the Series 6, Series 7, Series 63 and Series 66, and has over 25 years of experience in the securities industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
07/06/2001 - Present
Cetera Investment Advisers LLC (MT VERNON IL)
NJ
11/05/1998 - 11/08/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 06/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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