Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rex? Claim Your ProfileRex Lau is an investment advisor representative at Coldstream Wealth Management. Rex is registered with the state of Washington. Rex is a registered representative with the state of Washington, and the firm is registered with the state of Washington. Rex has passed the Series 63, Series 65, Series 7, and SIE exams. Rex is a licensed agent in the state of Washington. Rex has worked in the financial services industry since July 2020. Rex has experience working at Northwestern Mutual and the YMCA of Greater Seattle. Rex is currently working with Coldstream Wealth Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Project by project basis
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2
WA
07/12/2022 - Present
Coldstream Wealth Management (BELLEVUE WA)
BC
Issued 11/07/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/11/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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