Unclaimed
Reudel Diaz is a financial advisor currently registered with Cetera Investment Advisers LLC. Reudel has been in the industry since 1999. Prior to working with Cetera Investment Advisers LLC, Reudel worked with a number of firms including American Portfolios Financial Services, Inc., LPL Financial LLC, Citigroup Global Markets Inc., Essex National Securities, LLC, MetLife Securities Inc., IFMG Securities, Inc., Chase Investment Services Corp., BNY Investment Center Inc., NYLIFE Distributors Inc. and Metropolitan Life Insurance Company. Reudel holds licenses for Series 6, 7, 26, 63 and SIE exams and is registered in Delaware, Florida, Kansas, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/12/2021 - Present
Cetera Investment Advisers LLC (BROOKLYN NY)
NY
07/11/2019 - 03/16/2020
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Floral Park NY)
NY
03/10/2017 - 03/18/2019
LPL FINANCIAL LLC (CORONA NY)
NY
05/24/2016 - 03/10/2017
CITIGROUP GLOBAL MARKETS INC. (East Meadow NY)
NY
09/27/2013 - 05/16/2016
ESSEX NATIONAL SECURITIES, LLC (BROOKLYN NY)
NY
01/09/2012 - 09/23/2013
METLIFE SECURITIES INC. (GARDEN CITY NY)
NY
05/27/2008 - 01/13/2012
LPL FINANCIAL LLC (EAST MEADOW NY)
NY
02/08/2007 - 05/27/2008
IFMG SECURITIES, INC. (WANTAGH NY)
NY
10/04/2006 - 02/21/2007
CHASE INVESTMENT SERVICES CORP. (WESTBURY NY)
NY
08/06/2003 - 10/04/2006
BNY INVESTMENT CENTER INC. (NEW YORK NY)
NJ
02/08/2000 - 07/25/2003
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
MA
12/08/1997 - 10/19/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
12/08/1997 - 10/19/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 7/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/30/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/14/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/6/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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