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Reudel Diaz

Cetera Investment Advisers LLC

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About Reudel Diaz

Reudel Diaz is a financial advisor currently registered with Cetera Investment Advisers LLC. Reudel has been in the industry since 1999. Prior to working with Cetera Investment Advisers LLC, Reudel worked with a number of firms including American Portfolios Financial Services, Inc., LPL Financial LLC, Citigroup Global Markets Inc., Essex National Securities, LLC, MetLife Securities Inc., IFMG Securities, Inc., Chase Investment Services Corp., BNY Investment Center Inc., NYLIFE Distributors Inc. and Metropolitan Life Insurance Company. Reudel holds licenses for Series 6, 7, 26, 63 and SIE exams and is registered in Delaware, Florida, Kansas, New Jersey and New York.

Firm Information

Reudel Diaz is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

200 NEPTUNE AVE

BROOKLYN, NY 11235

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Reudel Diaz’s Registration & Firm History

NY

04/12/2021 - Present

Cetera Investment Advisers LLC (BROOKLYN NY)

NY

07/11/2019 - 03/16/2020

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Floral Park NY)

NY

03/10/2017 - 03/18/2019

LPL FINANCIAL LLC (CORONA NY)

NY

05/24/2016 - 03/10/2017

CITIGROUP GLOBAL MARKETS INC. (East Meadow NY)

NY

09/27/2013 - 05/16/2016

ESSEX NATIONAL SECURITIES, LLC (BROOKLYN NY)

NY

01/09/2012 - 09/23/2013

METLIFE SECURITIES INC. (GARDEN CITY NY)

NY

05/27/2008 - 01/13/2012

LPL FINANCIAL LLC (EAST MEADOW NY)

NY

02/08/2007 - 05/27/2008

IFMG SECURITIES, INC. (WANTAGH NY)

NY

10/04/2006 - 02/21/2007

CHASE INVESTMENT SERVICES CORP. (WESTBURY NY)

NY

08/06/2003 - 10/04/2006

BNY INVESTMENT CENTER INC. (NEW YORK NY)

NJ

02/08/2000 - 07/25/2003

NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)

MA

12/08/1997 - 10/19/1998

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/08/1997 - 10/19/1998

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 7/10/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 7/30/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/14/2014

Series 7 - General Securities Representative Examination

BC

Issued 12/6/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Reudel Diaz.
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