Unclaimed
Reshma Amin Tanczos is a financial advisor with over 17 years of experience in the industry. Reshma has a Series 7, Series 24, and Series 63 license and has passed the SIE and Series 14 exams. Reshma is currently registered with Prudential Investment Management Services LLC and previously worked at both ETFMG Financial LLC and Salomon Smith Barney Inc. Reshma is licensed in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/30/2023 - Present
Prudential Investment Management Services LLC (Newark NJ)
NJ
02/27/2017 - 10/28/2022
ETFMG FINANCIAL LLC (Summit NJ)
NY
02/12/2002 - 08/22/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 11/11/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/07/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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