Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Renee? Claim Your ProfileRenee Pun is an investment advisor representative at Cetera Investment Advisers LLC, a firm with a history of advising individuals, high-net-worth individuals, corporations, pension plans and charitable organizations. Renee has over 16 years of experience in the financial services industry. Renee has held prior roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Cadaret, Grant & Co., Inc., UBS Securities LLC, Barclays Capital Inc., Lehman Brothers Inc., and Jefferies & Company, Inc.. Renee is registered in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/31/2023 - Present
Cetera Investment Advisers LLC (EAST NORTHPORT NY)
NY
02/11/2019 - 01/03/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
NY
10/25/2018 - 01/22/2019
CADARET, GRANT & CO., INC. (MELVILLE NY)
NY
10/10/2012 - 07/10/2017
UBS SECURITIES LLC (NEW YORK NY)
NY
09/22/2008 - 09/27/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/07/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/07/2005 - 03/14/2007
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BOTH
Issued 09/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/29/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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