Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Renee? Claim Your ProfileRenee Nicole Caniglia is a financial advisor with Charles Schwab & CO., Inc. based in Omaha, NE. Renee is also licensed in 53 states and Washington, D.C. Renee has been in the financial services industry since 2001. Previously, Renee worked at BANCWEST INVESTMENT SERVICES, INC., CETERA ADVISOR NETWORKS LLC, AXOS CLEARING LLC, TD AMERITRADE, INC., FIRST COMMAND FINANCIAL PLANNING, INC., MORGAN STANLEY SMITH BARNEY, CITIGROUP GLOBAL MARKETS INC., CAPITAL INSTITUTIONAL SERVICES, INC., AMERITRADE, INC., and AMERITRADE. Renee specializes in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
07/12/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
07/06/2020 - 06/09/2023
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
NE
11/22/2019 - 05/22/2020
CETERA ADVISOR NETWORKS LLC (OMAHA NE)
NE
07/14/2017 - 08/27/2019
AXOS CLEARING LLC (OMAHA NE)
NE
10/15/2013 - 07/12/2017
TD AMERITRADE, INC. (OMAHA NE)
TX
04/15/2010 - 09/24/2013
FIRST COMMAND FINANCIAL PLANNING, INC. (FORT WORTH TX)
TX
06/01/2009 - 03/31/2010
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
03/19/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
TX
01/04/2006 - 01/18/2007
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
NE
01/03/2002 - 01/13/2006
AMERITRADE, INC. (OMAHA NE)
NE
05/17/2000 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BC
Issued 05/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/11/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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