Unclaimed
Renee Marie Emmet is a financial professional with over 15 years of experience in the industry. She currently works at Mizuho Securities USA LLC, a leading investment banking firm, and previously worked at Credit Suisse Securities (USA) LLC. Renee holds FINRA Series 3, 7, and 63 licenses and the SIE exam. She is registered as a broker-dealer with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/30/2011 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
09/21/2005 - 03/31/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 09/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2005
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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