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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Renee? Claim Your ProfileRenee Lynn Graf is a financial advisor with over 30 years of experience in the industry. Renee is currently registered with UBS Financial Services Inc. and has held previous roles with Strong Investments, Inc., A. G. Edwards & Sons, Inc., and Everen Securities, Inc. Renee is licensed in both Illinois and Wisconsin and holds several industry licenses, including Series 7, 9, 10, 63, 66, 99TO, and SIE. Renee has experience providing financial planning services to a variety of clients, including individuals, businesses, and institutional clients. Renee also has experience in portfolio management and providing investment advice. Renee is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
11/15/2004 - Present
UBS Financial Services Inc. (CHICAGO IL)
WI
06/05/2000 - 11/03/2004
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
MO
05/19/1995 - 05/01/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
11/27/1992 - 10/26/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 05/06/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/23/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/21/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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