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Renee Lee-thompson

Fidelity Brokerage Services LLC

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About Renee Lee-thompson

Renee Lee-thompson is a financial advisor with Fidelity Brokerage Services LLC. Renee is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7 and 66 licenses. Renee has been in the financial services industry since 1998. The individual is licensed to provide financial advice in 53 states and is a Series 7, Series 6, and Series 66 licensed advisor. Renee has a broad range of experience in the financial services industry.

Firm Information

Renee Lee-thompson is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Renee Lee-thompson’s Registration & Firm History

TX

11/30/2021 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

IL

10/29/1998 - 11/13/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 04/26/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/14/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2006

Series 7 - General Securities Representative Examination

BC

Issued 04/20/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Renee Lee-thompson.
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