Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Renee? Claim Your ProfileRenee Laverne Ross has been in the financial services industry since 1984. Renee is currently a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed in California, Connecticut, Delaware, District of Columbia, Florida, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas and Vermont. Renee was previously registered with HORNOR, TOWNSEND & KENT, INC. and WMA SECURITIES, INC. and SCUDDER INVESTOR SERVICES, INC. She is licensed to provide investment advisory services in Connecticut, New York and Texas. Renee has a Series 7, Series 63, and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/04/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (YONKERS NY)
NY
09/08/1998 - 01/12/2017
HORNOR, TOWNSEND & KENT, INC. (NEW YORK NY)
GA
12/15/1997 - 09/22/1998
WMA SECURITIES, INC. (DULUTH GA)
NY
07/26/1984 - 08/18/1997
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IA
Issued 03/29/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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