Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Renee? Claim Your ProfileRenee Gauthier is an active financial advisor with over 20 years of experience in the industry. Renee has a broad range of experience having worked with multiple firms including E*TRADE, Merrill Lynch, and currently with Morgan Stanley. She is registered with FINRA and holds licenses to provide investment advice in all 50 states. Renee's primary focus is on building long-term financial plans for her clients, combining a variety of investment strategies to help individuals and businesses reach their financial goals.
Cumming, GA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
10/06/2017 - Present
Wealthpenn.comllc (Cumming GA)
FL
04/05/2023 - 09/05/2023
E*TRADE SECURITIES LLC (Temple Terrace FL)
ME
10/23/2009 - 09/01/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND ME)
RI
12/21/2005 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
RI
10/20/2004 - 12/21/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
NY
01/01/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 4/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 24 - General Securities Principal Examination
BC
Issued 9/13/2005
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 6/7/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/20/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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