Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Renee? Claim Your ProfileRenee Guy is a financial professional with over 20 years of experience in the industry. Renee is currently registered with Axos Clearing LLC and holds a Series 6, 7, and 63 license. Renee has previously held positions at E*TRADE SECURITIES LLC and OppenheimerFunds Distributor, Inc. Renee is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/24/2021 - Present
Axos Clearing LLC (CENTENNIAL CO)
CO
07/26/2019 - 12/31/2020
E*TRADE SECURITIES LLC (Centennial CO)
CO
04/11/1997 - 11/16/2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 10/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2004
Series 7 - General Securities Representative Examination
BC
Issued 04/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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